UBS is reimbursing certain customers who lost money following President Donald Trump 's vow to impose far-ranging tariffs this spring, according to The Financial Times.

A small change being contemplated at the Securities and Exchange Commission on how it approves exchange-traded funds for listing is set to usher in an era of new fund launches tied to cryptocurrencies ...

The vast majority of financial advisors nearing retirement lack a proper succession plan — and they may be putting their practice in peril as a result, according to a new survey.

A new study suggests that the Wells Fargo bogus-account scandal played into the hands of fintech lenders — negatively impacting not only Wells but also other banks.

The Securities and Exchange Commission has charged a Chicago-based registered investment advisory firm and its chief executive — a one-time Merrill Lynch financial advisor — with overcharging clients ...