The Securities and Exchange Commission (SEC) has reminded Capital Market Operators (CMOs) to ensure that they renew their registration on or before January 31, 2025. The Commission said this in a ...
The Securities and Exchange Commission (SEC) has revoked the registration of Mainland Trust Limited and imposed an indefinite suspension on Centurion Registrars Limited, along with its directors ...
This is particularly beneficial for foreign companies looking to tap into U.S. capital markets without undergoing the rigorous process of SEC registration. To qualify as a QIB, an institution must ...
The JOBS Act provided companies that qualified as emerging growth companies (“EGCs”) with the ability to make voluntary confidential submissions of their registration statements for SEC review ...
Subsequently, in 2017, the SEC extended this accommodation to allow all issuers to voluntarily submit a draft registration statement for nonpublic staff review prior to the first year following ...
THE Securities and Exchange Commission (SEC) has revoked the corporate registration of Ecomamoni Environmental Recyclable Materials Manufacturing, Inc. for allegedly soliciting investments without the ...
Since commencing its digital transformation journey in 2020, the SEC said it has consistently set records in the past three years in terms of company registration. The commission launched in 2021 ...
ITAT Mumbai, referencing prior decisions, clarified that the allotment letter constitutes an agreement under the proviso to Section 56 (2) (vii) (b). The tribunal noted that the stamp duty value at ...
MANILA, Philippines — A manufacturer of recyclable materials found to have been soliciting investments from the public without a license had its corporate registration revoked and was ordered to ...
has announced the withdrawal of its Registration Statement on Form S-1 with the U.S. Securities and Exchange Commission (SEC). Initially filed on December 23, 2024, the statement has not been ...
The sales are contingent upon the effectiveness of T Stamp's registration statement, which became effective on April 12, 2023, and the newly filed ATM Prospectus dated February 25, 2025.